Notes
Short pieces from audit fieldwork — what we see when rules, queues, and case trails are pressure-tested.
Quiet rules are still a finding
Why dormant transaction monitoring rules show up in audits even when nobody has complained about them.
Triage speed without a trail is not control
Alert SLAs look healthy until you ask for the evidence that decisions were made for the right reasons.
Where screening ends and monitoring begins
Handoffs between sanctions screening and transaction monitoring are where ownership quietly disappears.