Techinnovate
Transaction monitoring audits for fintech teams — we test whether your rules, alerts, and case trails hold up when scrutiny arrives.
Primary engagement
Transaction Monitoring Audit — a field review of how your programme detects, prioritises, and documents unusual activity.
You leave with a ranked findings pack: coverage gaps, noisy rules, stalled escalations, and remediation steps compliance and operations can schedule together. Pricing is informational; work starts after a written proposal.
Related reviews
Request a focused module or combine engagements into a fuller assurance cycle for your monitoring stack.
Transaction Monitoring Audit
A structured review of your TM programme — rule coverage, alert handling, escalation, and evidence that outcomes match policy.
Alert Triage Effectiveness Review
Focused assessment of how alerts are prioritised, aged, and closed — and whether triage quality matches your SLA.
Sanctions Screening Handoff Audit
Review of how sanctions and screening hits connect to transaction monitoring — ownership, escalation, and evidence trails.
TM Rule Tuning Assessment
Independent read on thresholds, dormant rules, and overlapping scenarios before you retune production monitoring.
From recent audits
Fintech teams who asked us to pressure-test monitoring before the next review cycle.
They stress-tested our TM rules against real payment corridors. Alert noise dropped after we followed the triage fixes they ranked first.Helena Mok — Compliance lead, cross-border payments
The audit showed where escalation stalled between ops and MLRO. We finally had a case trail that matched our stated SLA.Jonas Leung — Head of operations, digital bank
Sanctions screening and TM handoffs were the blind spot. Techinnovate mapped the gap and gave us an evidence pack for our next review cycle.Sara Iqbal — AML manager, remittance fintech
Common questions
Is Techinnovate a monitoring platform?
No. We audit how your existing transaction monitoring programme works — rules, alerts, escalation, and evidence — and leave you with findings your compliance and ops teams can act on.
What does a transaction monitoring audit cover?
Rule coverage against your risk profile, alert volume and triage quality, escalation paths, sanctions and screening handoffs where in scope, case documentation, and whether outcomes match what your policies claim.
Do you work with Hong Kong fintech teams?
Yes. Engagements are run from Kowloon Bay with remote or on-site workshops in Hong Kong Time. Deliverables are written in English.
How do fees work?
Listed prices are informational starting points. After a scoping call we send a written proposal with scope, timeline, and fees. This site does not process payments.