Transaction Monitoring Audit
A structured review of your TM programme — rule coverage, alert handling, escalation, and evidence that outcomes match policy.
From HK$52,000 · 3–5 weeks
Who it suits
Fintech compliance and operations teams preparing for internal assurance, investor diligence, or supervisory questions who need proof that monitoring detects what it claims to detect.
What you receive
- Rule and scenario inventory mapped to products and corridors in scope
- Sampled alert-to-outcome trails with clear pass / gap status
- Ranked findings by detection risk and operational drag
- Remediation sequence with suggested owners across compliance and ops
Format
Remote and Hong Kong–based workshops plus async document and case review. We sample rules, queues, and closed cases against your stated programme design, then walk findings with compliance and operations leads. Pricing is informational; payment details are arranged after you enquire.