Sanctions Screening Handoff Audit
Review of how sanctions and screening hits connect to transaction monitoring — ownership, escalation, and evidence trails.
From HK$32,000 · 2–3 weeks
Who it suits
Payments and remittance fintechs where screening and TM sit in different tools or teams and handoffs are the recurring weak point in reviews.
What you receive
- Map of screening-to-TM and TM-to-screening paths in scope
- Sampled cases showing where escalation stalled or documentation broke
- Gap list against your stated policies and SLAs
- Remediation sequence for ops and compliance owners
Format
Document review, sampled case walkthroughs, and a joint findings session. Complements a full TM audit when screening systems are in scope. Pricing is informational; no payment is taken on this site.